Compliance jobs in Financial Services

Our client are seeking a Compliance Analyst to join their growing team who will play a vital role in ensuring the firm adheres to regulatory standards. The successful candidate will work closely with the Head of Compliance and be tasked with reviewing and setting policies, developing the Compliance Monitoring plan, as well as providing guidance on compliance regulatory matters.

We're seeking a diligent Compliance Associate with a keen eye for detail and a deep understanding of risk and compliance processes in the financial services industry. The ideal candidate will be capable of identifying and resolving compliance issues, ensuring our business adheres to all relevant legal and internal policies.

An exciting opportunity has arisen for a diligent Compliance Officer, ideally from an asset management background, to manage and enhance the risk and compliance processes within a reputable organisation. This role is perfect for a proactive individual who can effectively collaborate with internal stakeholders.

An exciting new opportunity has arisen for a meticulous and reliable Compliance Officer in the Financial Services sector, based in its office located either in Weybridge or London, with regular travel to the other site. The successful candidate will play a crucial role in ensuring that the company's operations and business transactions follow all relevant legal and internal rules.

The role is primarily responsible for overseeing compliance across the company, and ensuring compliance with all applicable laws, rules, regulatory requirements and related policies, and procedures. The role is responsible for establishing standards and implementing procedures to ensure that compliance programs throughout the company are effective .

I am currently supporting an international bank who are looking to hire a Compliance Officer to join their team on a temporary basis. This role will be based in the City of London.

Our client a leading Global Asset Management firm are recruiting for a Compliance Officer - Portfolio Compliance - Asset Management to help support the shareholding disclosures team.

The Compliance Surveillance Analyst will help with teh development of a surveillance framework that meets the firm's regulatory obligations to monitor trading activities against market abuse.

A Deputy Compliance Manager is needed to bolster our well-established risk and compliance department in the financial services sector. The position calls for a detail-oriented professional with a solid grounding in compliance regulations and risk management. This role will be based in the City of London.

The Deputy Compliance Manager will play a key role within a thriving financial services team, steering the strategic direction of risk and compliance matters.

Our client a leading International Bank are recruiting for a Deputy Head of Compliance to join their growing Compliance team.

We are seeking a Compliance Oversight Analyst with a keen understanding of the financial services industry and a knack specifically for performing IT audits. The successful candidate will play a vital role in ensuring the company's adherence to regulatory requirements.

Our client a leading global commodities firm are recruiting for a Compliance Manager to join their compliance team and will be based in the City of London.

Covering a variety of areas to ensure that the organisation conducts business in a compliant manner in accordance with FCA, SEC, AMF and FINMA rules, company policies and procedures. This will include reviewing policies and ensuring compliance with; Anti Money Laundering risks, Anti-bribery and Corruption risks, Market Abuse risks, mis-selling and Financial Promotions rules and Conduct of Business rules applicable to the business.

The purpose of the Tax Compliance Officer is to be responsible for the efficient and timely filling of UK tax compliance filings, usually corporate tax / partnership returns, withholding tax returns, and VAT returns of alternative investment structures and the management of the audit process in relation to tax.

I have currently partnered with a Consultancy on a 3 month temporary contract. They are looking for a MLRO / EMI Application SME to support a payments firm in their application.

To provide administrative support the the Financial Advisors in all aspects of client management. You will own your own client portfolio and work closely with the advisory team to ensure all files are compliant and kept up to date

We are seeking a diligent Financial Crime Officer to join our Risk & Compliance department, focusing on ensuring our financial services adhere to regulatory standards and mitigate potential risks.

Financial Crime Analyst vacancy within the 1LoD (First Line of Defense) Team. Great opportunity for someone working within Financial Crime with circa 2 years of experience.

The Financial Crime & Sanctions Advisory will be part of a small team and will be expected to actively contribute to the enhancement of the sanctions control framework of the Bank, and also undertake tasks as assigned by the line manager.

Plan, manage, and oversee audits, including determining audit objectives and scope,

identifying and assessing risks, developing budgets and audit programs, and ensuring

compliance with Internal Audit methodology for each audit.

A Private Client Tax Manager is sought to join a leading Professional Services team in Oxford. This role will serve as the chief point of contact for client tax services, ensuring effective management and compliance.

An excellent opportunity for a Tax Director is available within a leading practice form. The successful candidate will head the tax department and provide strategic tax planning and compliance services to clients.

We're seeking a dedicated Tax Senior for a permanent role, based just East of Cambridge, who provide exceptional tax advisory and compliance services for both businesses and private clients.

This is a Corporate Tax Manager position for a firm operating in the financial practice space where you'd be responsible for managing a portfolio of clients, delivering high-quality tax compliance services and contributing to the growth of the department.

We are seeking a dedicated and meticulous Tax Manager to oversee the tax department in a financial practice firm. The successful candidate will ensure compliance with tax laws while optimising tax-related strategies to meet the needs of the business.

We are seeking an Assistant Tax Manager to join the tax department of a small, growing financial services business in East Cambridge. The successful candidate will be responsible for managing personal / private client tax compliance and advisory services to a diverse client base.

We are seeking a knowledgeable and detail-oriented Senior Tax Manager to oversee our tax planning (80%) and compliance (20%). The ideal candidate will have a proven track record in either an in house position, which has a large advisory bias to their experience, come from and Financial Services bias business or client base, or have detailed Treasury Tax experience.

We are seeking a diligent and knowledgeable Corporate Tax Senior to work with a leading form providing a diverse range of clients with their tax compliance and advisory services. The successful candidate will be responsible for advising on tax strategies and planning across a portfolio of clients.