Compliance jobs in Financial Services

The Compliance Director, Corporate Functions and Regulatory will oversee corporate functions compliance and regulatory programmes within this Global Investment Bank. This role in London requires expertise in risk and compliance to ensure regulatory standards are consistently met.

Temp to perm Compliance Officer vacancy, within the retail arm of an investment management firm.

This Compliance Officer role will will have the opportunity to make a meaningful contribution to the growth of our client's rapidly expanding UK Retail busines and over time take on the SMF16 for the retail investment business

The Assistant Manager - Regulatory Compliance will play a pivotal role in ensuring adherence to regulatory requirements within the firm. This position focuses on managing compliance processes and supporting the Risk & Compliance department in maintaining high standards.

Our client a leading International Bank are recruiting for a Deputy Head of Compliance to join their growing Compliance team.

The Compliance Manager will oversee and strengthen compliance processes within the financial services industry, ensuring adherence to regulatory frameworks.

This temporary role as a Senior Compliance Analyst offers an excellent opportunity to contribute to the Risk & Compliance department within the financial services industry. Based in London, the position focuses on ensuring compliance with regulatory standards and supporting related processes.

Compliance & Fin Crime TEMP needed on a short-term basis. Immediate start.

The VP Compliance Policy and Governance role is an excellent opportunity for a motivated individual to oversee and enhance compliance frameworks within this global Investment Bank. This London-based position focuses on delivering governance excellence and ensuring adherence to regulatory standards.

The role of Tax Senior Manager - Corporate Compliance involves managing corporate tax compliance for a diverse portfolio of clients in the professional services industry. Based in London, this position requires a proactive approach to ensuring client satisfaction and delivering effective tax solutions.

The Compliance Officer (VP) sits within the Banks 2nd Line, carrying out QA of 1LoD duties. The role is focused on ensuring adherence to regulatory requirements and internal policies. Based in London, this position involves monitoring and enhancing compliance frameworks within the Compliance department.

We are seeking a diligent Financial Crime Officer to join our Risk & Compliance department, focusing on ensuring our financial services adhere to regulatory standards and mitigate potential risks.

The Financial Crime Manager will support the Deputy MLRO in all aspects of Financial Crime Compliance Risk Management Frame-working.

The Financial Crime (AML & TM) Analyst will support the Financial Crime department in identifying and mitigating financial crime risks within the financial services sector. This role based in London requires a keen eye for detail and the ability to work in a fast-paced environment.

As a Tax Manager specialising in Private Client Compliance, you will oversee a portfolio of clients, ensuring their tax affairs are managed efficiently and comply with all regulations. This is a key opportunity to contribute to a leading team in Milton Keyns, offering tailored solutions and strategic advice.

We are seeking an SMCR Consultant to support a financial services organisation's Legal, Risk & Compliance department in London.

This is an exciting opportunity for an experienced MLRO to lead the Financial Crime, Risk & Compliance department within the financial services industry. Based in London, you will play a pivotal role in overseeing regulatory compliance and ensuring robust anti-money laundering practices are maintained.

This role involves overseeing the preparation and delivery of regulatory reporting, specifically under Pillar 3 requirements. The successful candidate will ensure compliance with financial regulations while providing key insights to enhance decision-making processes.

The Interim Corporate Tax Consultant will provide corporate tax compliance for a range of entities in the group. This temporary position in the East Midlands requires a professional with a solid understanding of corporate tax regulations and in-house tax processes.

• Responsible for the maintenance and development of a corporate customer portfolio; winning and on-boarding new customers via proactive & focused business development activities.
• Preparation of credit applications, balance sheet analysis, annual reviews, monitoring of management accounts, covenant compliance, profitability and ensuring our clients have full knowledge of the Bank's banking services.

The Regulatory Policy VP will play a key role in overseeing regulatory compliance and policy development within the banking sector. Based in Dublin City Centre, this position requires a strategic mindset and expertise in accounting and finance to ensure adherence to industry standards and regulations (ICAAP, ILAAP, RRP, EBA/ ECB EU Stress Tests.

The Head of Prudential Risk Audit will lead and manage the internal audit function focused on prudential risks within the financial services sector. This role requires expertise in risk management and regulatory compliance to ensure the organisation meets its statutory obligations effectively.

The Audit & Accounts Senior role involves managing audit assignments and preparing financial accounts to ensure compliance and accuracy. This position in Guildford is ideal for someone with technical expertise in accounting and auditing within the professional services industry.

This role offers an exciting opportunity for a Mixed Tax Senior to manage a portfolio of clients, providing expert tax compliance and advisory services. Based in Steyning, the role is ideal for a tax professional looking to excel in the professional services industry.

The role of Corporate Tax Manager is a fantastic opportunity to take charge of tax advisory and compliance tasks within the professional services industry. This position, based in Hertfordshire, offers a chance to work on a range of corporate tax matters while supporting clients with their business needs.

As a Corporate Tax Manager, you will oversee tax compliance and advisory services for a diverse client portfolio. This role near Chatham offers an opportunity to work within the professional services industry, focusing on delivering tailored tax solutions.

The role of Corporate Tax Manager involves overseeing corporate tax compliance and advisory projects within the professional services industry. Based in Maidstone, this is an excellent opportunity to progress your career in tax management within a supportive and established environment.

Join a professional services firm as a Corporate Tax Semi-Senior, where you'll specialise in tax compliance and advisory services for a diverse client portfolio. This permanent role in Guildford offers an exciting opportunity to advance your career in corporate tax.

The Financial Reporting Manager will oversee the preparation and delivery of accurate financial reports, ensuring compliance with industry regulations and standards. This role in the financial services industry requires strong technical expertise and a keen eye for detail to support the Accounting & Finance department.

This is an exciting opportunity for a Corporate Tax Senior to join a reputable business services firm in London. The role focuses on delivering high-quality tax compliance and advisory services to a diverse portfolio of clients.