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Deputy Compliance Manager

City of London Permanent £80,000 - £90,000 per year View Job Description
A Deputy Compliance Manager is needed to bolster our well-established risk and compliance department in the financial services sector. The position calls for a detail-oriented professional with a solid grounding in compliance regulations and risk management. This role will be based in the City of London.
  • Working for an international payments company
  • Opportunity to work alongside the MLRO

About Our Client

Our client is a well-respected entity in the financial services industry, operating as a mid-sized organisation. They have a strong presence in London and are renowned for their commitment to maintaining the highest standards of regulatory compliance.This is a hybrid role, with 2 days a week in the office, based in the City of London

Job Description

Deputy Compliance Manager, City of London

  • Develop, implement, and maintain sound compliance programmes.
  • Identify potential areas of compliance vulnerability and risk.
  • Provide reports on a regular basis to keep senior management informed of the operation and progress of compliance efforts.
  • Work with the Human Resources department to develop an effective compliance training programme.
  • Monitor, and as necessary, coordinate compliance activities of other departments to remain abreast of the status of all compliance activities.
  • Respond to alleged violations of rules, regulations, policies, procedures, and standards of conduct by initiating investigative procedures.
  • Ensure proper reporting of violations or potential violations to duly authorised enforcement agencies as appropriate and/or required.
  • Collaborate with other departments to direct compliance issues to appropriate existing channels for investigation and resolution.



The Successful Applicant

A successful Deputy Compliance Manager should have:

  • A strong understanding of financial services industry regulations and standards.
  • Proven experience in a similar role within the financial services sector.
  • Excellent communication and interpersonal skills.
  • Strong problem-solving abilities and attention to detail.
  • A degree in law, finance, business administration, or a related field.

What's on Offer

  • A competitive salary ranging from £80,000 to £90,000
  • Opportunities for personal and professional growth within the financial services sector.
Contact
Ashley Roope
Quote job ref
JN-052025-6733336
Phone number
+44 207 269 1749

Job summary

Job function
Compliance
Subsector
Regulatory Compliance
Sector
Financial Services
Location
City of London
Contract type
Permanent
Consultant name
Ashley Roope
Consultant phone
+44 207 269 1749
Job reference
JN-052025-6733336