Compliance jobs in Banking & Financial Services

Our client is looking for a Compliance Manager

Temp to perm Compliance Officer vacancy, within the retail arm of an investment management firm.

Compliance & Fin Crime TEMP needed on a short-term basis. Immediate start.

The VP Compliance Policy and Governance role is an excellent opportunity for a motivated individual to oversee and enhance compliance frameworks within this global Investment Bank. This London-based position focuses on delivering governance excellence and ensuring adherence to regulatory standards.

The Compliance Officer (VP) sits within the Banks 2nd Line, carrying out QA of 1LoD duties. The role is focused on ensuring adherence to regulatory requirements and internal policies. Based in London, this position involves monitoring and enhancing compliance frameworks within the Compliance department.

We are seeking an SMCR Consultant to support a financial services organisation's Legal, Risk & Compliance department in London.

This is an exciting opportunity for an experienced MLRO to lead the Financial Crime, Risk & Compliance department within the financial services industry. Based in London, you will play a pivotal role in overseeing regulatory compliance and ensuring robust anti-money laundering practices are maintained.

This role involves overseeing the preparation and delivery of regulatory reporting, specifically under Pillar 3 requirements. The successful candidate will ensure compliance with financial regulations while providing key insights to enhance decision-making processes.

• Responsible for the maintenance and development of a corporate customer portfolio; winning and on-boarding new customers via proactive & focused business development activities.
• Preparation of credit applications, balance sheet analysis, annual reviews, monitoring of management accounts, covenant compliance, profitability and ensuring our clients have full knowledge of the Bank's banking services.

The Regulatory Policy VP will play a key role in overseeing regulatory compliance and policy development within the banking sector. Based in Dublin City Centre, this position requires a strategic mindset and expertise in accounting and finance to ensure adherence to industry standards and regulations (ICAAP, ILAAP, RRP, EBA/ ECB EU Stress Tests.

The Head of Finance will oversee the accounting and finance functions, ensuring robust financial management and compliance within the organisation. This interim role based in the West Midlands offers a unique opportunity to lead in the financial services industry.

This is a front-line branch-based officer role responsible for delivering exceptional customer service, processing financial transactions, and managing account operations. The position requires strong attention to detail, compliance awareness, and the ability to support a wide range of customer requests efficiently.

The Credit Administrator role is responsible for managing the administration of lending facilities, ensuring compliance with agreed credit limits, maintaining accurate documentation, and safeguarding security requirements. It involves close liaison with legal and valuation partners, alongside providing assurance to management that robust controls are in place to mitigate risks.

This Vice President-level role will be instrumental in driving strategic change initiatives across the regulatory reporting landscape, ensuring compliance, efficiency, and scalability in a complex international banking environment.

The Paraplanner role in Cirencester offers an excellent opportunity to support financial advisers by preparing client reports, conducting research, and ensuring compliance in the financial services industry. This permanent position is ideal for an organised individual with a keen eye for detail and a passion for delivering high-quality work.

The role of Controls Transformation - Manager in the banking sector focuses on leading efforts to enhance control frameworks and ensure compliance within financial operations. This is an excellent opportunity for a candidate with expertise in professional services to contribute to impactful transformations within the accounting and finance department.

The Financial Manager plays a key role within the firm, supporting both day-to-day operations and long-term financial strategy. The successful candidate will manage financial systems, oversee regulatory compliance, and provide detailed performance finance reporting. Based in Central London.