Compliance jobs in Banking & Financial Services

The role is primarily responsible for overseeing compliance across the company, and ensuring compliance with all applicable laws, rules, regulatory requirements and related policies, and procedures. The role is responsible for establishing standards and implementing procedures to ensure that compliance programs throughout the company are effective .

An exciting opportunity has arisen for a diligent Compliance Officer, ideally from an asset management background, to manage and enhance the risk and compliance processes within a reputable organisation. This role is perfect for a proactive individual who can effectively collaborate with internal stakeholders.

Our client is looking for a Compliance Manager

We are looking for a diligent Marketing Compliance Specialist to join our Risk & Compliance team in London. The successful candidate will be responsible for ensuring that all financial promotions and marketing materials comply with regulatory requirements and company policies.

Our client a leading Corporate and Investment Bank are recruiting for a Central Compliance - Transaction Reporting Advisor - AVP to join their growing Compliance team in London.

This position requires a Risk and Compliance Advisor for a 12-month fixed-term contract in the Business Services industry. The successful candidate will be part of the Secretarial & Business Support department, providing essential support and advice on risk and compliance matters.

Financial Crime Analyst.

FX or Payments background desirable but not essential.

Our client a leading Corporate and Investment Bank are recruiting for a Client Lifecycle Management QA Training - AVP who will be responsible for leading the KYC QA Training team in the bank.

Our client a leading Wealth and Investment Management firm are recruiting for a Financial Crime Manager - Wealth Management to join their growing team.

We are seeking a KYC Associate - Rolling Review to join our first line CLM team based in London, The role involves managing client relationships, ensuring compliance with regulations and providing excellent service.

Our client a leading Corporate Bank are recruiting for an AVP Client LifeCycle Management - MI/Data skills role to join their growing team based in London.

I am currently recruiting a new AML Analyst to work for a financial services company based in London.

The Non-Traded Operations Supervisor position involves supervising the day-to-day operations of non-traded loan processes, ensuring accuracy, compliance, and efficiency. It requires a proactive leader to implement process improvements and manage a dynamic team in a fast-paced environment.

The Financial Institutions Assistant Relationship Manager will support Relationship Managers in monitoring credit assets, assessing internal controls, and ensuring regulatory compliance. This role involves liaising with internal departments and clients to facilitate onboarding, credit approvals, and risk management processes.

The Junior Fund Accountant will be responsible for supporting the fund accounting team in maintaining accurate financial records and ensuring compliance with regulatory standards. This role involves assisting with daily fund operations, performing reconciliations, preparing reports, and resolving accounting discrepancies. Working in a team of 4 within the Fund team, the ideal candidate will have 3 years+ Fund Accounting experience.

My client is a regulated and fast-growing UK bank headquartered in London, specializing in payment solutions for the global economy. Working in both developing economies and growth markets.

They are looking for an SMF17 - Money Laundering Reporting Officer (MLRO) to be the second in command within the Risk & Compliance team, reporting directly to the Chief Risk Officer.

You will manage a team of 4 Accounts Receivable Specialists while ensuring the accurate and timely processing of invoices, payments, and financial documentation. You'll be responsible for maintaining compliance, streamlining processes, and addressing the challenges of a volume-driven workload.

The Paraplanner role involves providing comprehensive technical and professional support to Wealth Planners, ensuring clients' financial objectives are met through tailored solutions. The position requires collaboration with both internal teams and external professionals, focusing on compliance, research, and report preparation.

This position combines core Financial Operations (FinOps) responsibilities with Lending Operations oversight, ensuring the accuracy and efficiency of financial data, operational processes, and compliance with company policies. The role requires a strong analytical mindset, attention to detail, and collaborative skills to manage financial and lending operations seamlessly.

As the Chief Executive Officer, you will lead the establishment and development of this ambitious Investment Bank. Reporting to the Board, you will define the bank's strategic direction, ensure compliance with regulatory frameworks, and build a team of high-performing professionals to drive sustainable growth and innovation.