Financial Services jobs

The Compliance Monitoring Associate will work as part of the Compliance Monitoring team and will undertake reviews as part of the annual compliance plan.

A VP Securities Regulatory Reporting Manager is needed to spearhead the Securities Regulatory Reporting team, providing hands-on experiences and expertise and will be based in London.

This position seeks an individual who is passionate about Financial Crime within the crypto / digital assets space. Someone who has a keen eye for detail, and is knowledgeable about financial crime within the cryptocurrency market. The successful candidate will play a key role in our client's Risk & Compliance department.

The Compliance Monitoring Associate will play a pivotal role in enhancing and implementing the compliance monitoring program within the financial services industry. This position is based in London and requires a keen understanding of risk and compliance management in the financial sector.

The Transaction Monitoring Team Lead will be responsible for helping to lead a team of Transaction Monitoring Analysts under the guidance of the Head of Transaction Monitoring.

Our client a growing Wealth Management firm are recruiting for a Data Protection Manager to join their growing team.

This role requires a Regulatory Compliance Manager who is ready to take on the challenge of strengthening the risk and compliance function in an investment management firm. The successful candidate will be tasked with ensuring adherence to regulatory guidelines and implementing robust compliance policies, focusing on consumer duty.

An AML Analyst is required to join a renowned financial services organisation, focusing on implementing and monitoring anti-money laundering (AML) and compliance policies within the Risk & Compliance department. The successful candidate will be detail-oriented, possess strong analytical skills and have a keen interest in the financial services industry.

This role involves a Financial Crime Assistant Director in the Risk & Compliance department. The successful candidate will lead in identifying and managing financial crime risks.

The AVP - SMR Specialist role is a critical position within the SMR team based in London . The role responsibilities will be to keep the SMR documentation up to date and carry out the day to day activities to ensure the firm meets regulatory obligations under the guidance and supervision of the Head of Senior Managers Regime in our London office.

Seeking an experienced and detail-oriented Compliance Manager.

You will be responsible for the delivery of the conduct related FCA regulatory frameworks.