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Assistant Manager - Regulatory Compliance

City of London Permanent View Job Description
The Assistant Manager - Regulatory Compliance will play a pivotal role in ensuring adherence to regulatory requirements within the firm. This position focuses on managing compliance processes and supporting the Risk & Compliance department in maintaining high standards.
  • Part-time role - 3 days per week.
  • Great stakeholder engagement.

About Our Client

Global Fund Administration business.

Job Description

  • Ensure compliance with relevant regulatory frameworks and industry standards.
  • Assist in the development, implementation, and monitoring of compliance policies and procedures.
  • Conduct risk assessments and recommend mitigating strategies for identified risks.
  • Provide guidance and training to staff on regulatory compliance matters.
  • Monitor and report on changes in regulations impacting the professional services industry.
  • Maintain accurate compliance records and documentation for audit purposes.
  • Support the Risk & Compliance department in handling internal and external audits.
  • Collaborate with various teams to ensure seamless compliance integration across the organisation.

The Successful Applicant

A successful Assistant Manager - Regulatory Compliance should have:

  • A strong understanding of regulatory frameworks within the professional services industry.
  • Experience in managing compliance processes and risk assessments.
  • Proficiency in implementing and monitoring compliance policies and procedures.
  • Excellent attention to detail and organisational skills.
  • The ability to communicate effectively and provide clear guidance on compliance matters.
  • A proactive approach to staying updated on regulatory changes and industry trends.

What's on Offer

  • A competitive salary ranging from £67500 to £82500 per annum.
  • Performance-based bonus opportunities.
  • Flexible hybrid working arrangements.
  • A supportive and collaborative company culture.
  • Opportunity to work within a highly regarded professional services firm.



If you are an experienced compliance professional looking to advance your career in the professional services industry, we encourage you to apply for this exciting role in regulatory compliance.

Contact
Lucy O'Donnell
Quote job ref
JN-072025-6803271
Phone number
+442076451454

Job summary

Job function
Compliance
Subsector
Compliance Generalist
Sector
Financial Services
Location
City of London
Contract type
Permanent
Consultant name
Lucy O'Donnell
Consultant phone
+442076451454
Job reference
JN-072025-6803271