Compliance jobs in Financial Services

Our client a leading Global Asset Management firm are recruiting for a Compliance Officer - Portfolio Compliance - Asset Management to help support the shareholding disclosures team.

An exciting new opportunity has arisen for a meticulous and reliable Compliance Officer in the Financial Services sector, based in its office located either in Weybridge or London, with regular travel to the other site. The successful candidate will play a crucial role in ensuring that the company's operations and business transactions follow all relevant legal and internal rules.

The role is primarily responsible for overseeing compliance across the company, and ensuring compliance with all applicable laws, rules, regulatory requirements and related policies, and procedures. The role is responsible for establishing standards and implementing procedures to ensure that compliance programs throughout the company are effective .

I am currently supporting an international bank who are looking to hire a Compliance Officer to join their team on a temporary basis. This role will be based in the City of London.

The Compliance Surveillance Analyst will help with teh development of a surveillance framework that meets the firm's regulatory obligations to monitor trading activities against market abuse.

Our client a leading International Bank are recruiting for a Deputy Head of Compliance to join their growing Compliance team.

We are seeking a Compliance Oversight Analyst with a keen understanding of the financial services industry and a knack specifically for performing IT audits. The successful candidate will play a vital role in ensuring the company's adherence to regulatory requirements.

Our client a growing Investment Management firm are recruiting for a Compliance Executive to join their growing Compliance team.

Lead on the delivery of assigned projects, in particular, to work with Compliance lead on implementation project for European Structured Notes platform, which will include enhancement of Product Governance regime, implementation of Consumer Duty regime and PRIIPs (and any other regulations).

We are seeking a diligent Compliance Manager who will take charge of overseeing all compliance-related activities within the financial planning department of our company. The position requires someone with a solid understanding of financial services and a keen eye for managing risk.

Our client a leading global commodities firm are recruiting for a Compliance Manager to join their compliance team and will be based in the City of London.

Regulatory & Compliance Manager

I am currently recruiting a Financial Crime Compliance Manager (Cryptocurrency) to work for a fintech company based in the City of London. This is a 6 month temporary assignment.

Our client a leading International Bank are recruiting for a Compliance Officer - Risk and Assurance to work closely with the Head of Central Compliance.

The role of Compliance Generalist provides an opportunity for a detail-oriented individual to join the team in London, operating within the financial services industry, specifically in the Compliance department. The position requires a keen understanding of compliance regulations and the ability to effectively implement them within the company.

Our client a leading Corporate and Investment Bank are recruiting for a Central Compliance - Transaction Reporting Advisor - AVP to join their growing Compliance team in London.

I have currently partnered with a Consultancy on a 3 month temporary contract. They are looking for a MLRO / EMI Application SME to support a payments firm in their application.

A Transaction Monitoring Analyst (Cryptocurrency) is needed to analyse and investigate suspicious transactions while maintaining the company's risk and compliance standards. The role requires a comprehensive understanding of cryptocurrency transactions, strong analytical skills, and a keen eye for detail.

We are seeking a diligent Financial Crime Officer to join our Risk & Compliance department, focusing on ensuring our financial services adhere to regulatory standards and mitigate potential risks.

The Onboarding Manager will play a crucial role in onboarding of new customers for a growing fintech.

An exciting opportunity has arisen for a Client On-boarding Officer to join a leading international bank in the City. The Client On-boarding Officer will be responsible for on-boarding of new clients and periodic review of existing clients

The Financial Crime & Sanctions Advisory will be part of a small team and will be expected to actively contribute to the enhancement of the sanctions control framework of the Bank, and also undertake tasks as assigned by the line manager.

Financial Crime Analyst.

FX or Payments background desirable but not essential.

Our client a leading Corporate and Investment Bank are recruiting for a Client Lifecycle Management QA Training - AVP who will be responsible for leading the KYC QA Training team in the bank.

Our client a leading Wealth and Investment Management firm are recruiting for a Financial Crime Manager - Wealth Management to join their growing team.

We are seeking a KYC Associate - Rolling Review to join our first line CLM team based in London, The role involves managing client relationships, ensuring compliance with regulations and providing excellent service.

Our client a leading Corporate Bank are recruiting for an AVP Client LifeCycle Management - MI/Data skills role to join their growing team based in London.

I am currently recruiting a new AML Analyst to work for a financial services company based in London.

To operate as a proactive and effective member of the management team ensuring a robust financial control environment, ensuring financial compliance in all areas, delivering financial & commercial insight into all areas of the businesses performance and highlighting the financial implications of commercial and strategic plans and decisions.

The HR Operations Officer will support all aspects of the employee life cycle, from on boarding to off boarding, ensuring efficient HR administration and compliance with policies and regulations. This role requires strong attention to detail, excellent communication skills, and the ability to work in a fast-paced, dynamic environment.