Compliance jobs in Financial Services

The Compliance Manager will play a vital role in overseeing risk and compliance functions within the financial services industry. This permanent position offers a chance to ensure regulatory adherence while contributing to the organisation's strategic goals.

Our client are seeking a Compliance Analyst to join their growing team who will play a vital role in ensuring the firm adheres to regulatory standards. The successful candidate will work closely with the Head of Compliance and be tasked with reviewing and setting policies, developing the Compliance Monitoring plan, as well as providing guidance on compliance regulatory matters.

An exciting opportunity has arisen for a diligent Compliance Officer, ideally from an asset management background, to manage and enhance the risk and compliance processes within a reputable organisation. This role is perfect for a proactive individual who can effectively collaborate with internal stakeholders.

An exciting new opportunity has arisen for a meticulous and reliable Compliance Officer in the Financial Services sector, based in its office located either in Weybridge or London, with regular travel to the other site. The successful candidate will play a crucial role in ensuring that the company's operations and business transactions follow all relevant legal and internal rules.

I am currently supporting an international bank who are looking to hire a Compliance Officer to join their team on a temporary basis. This role will be based in the City of London.

Our client a leading Global Asset Management firm are recruiting for a Compliance Officer - Portfolio Compliance - Asset Management to help support the shareholding disclosures team.

The Deputy Compliance Manager will play a key role within a thriving financial services team, steering the strategic direction of risk and compliance matters.

The Compliance Surveillance Analyst will help with teh development of a surveillance framework that meets the firm's regulatory obligations to monitor trading activities against market abuse.

A Deputy Compliance Manager is needed to bolster our well-established risk and compliance department in the financial services sector. The position calls for a detail-oriented professional with a solid grounding in compliance regulations and risk management. This role will be based in the City of London.

Our client a leading International Bank are recruiting for a Deputy Head of Compliance to join their growing Compliance team.

Our client a leading global commodities firm are recruiting for a Compliance Manager to join their compliance team and will be based in the City of London.

Covering a variety of areas to ensure that the organisation conducts business in a compliant manner in accordance with FCA, SEC, AMF and FINMA rules, company policies and procedures. This will include reviewing policies and ensuring compliance with; Anti Money Laundering risks, Anti-bribery and Corruption risks, Market Abuse risks, mis-selling and Financial Promotions rules and Conduct of Business rules applicable to the business.

The Compliance Officer (VP) sits within the Banks 2nd Line, carrying out QA of 1LoD duties. The role is focused on ensuring adherence to regulatory requirements and internal policies. Based in London, this position involves monitoring and enhancing compliance frameworks within the Compliance department.

I have currently partnered with a Consultancy on a 3 month temporary contract. They are looking for a MLRO / EMI Application SME to support a payments firm in their application.

We are currently seeking a diligent and detail-oriented Financial Crime Assurance AVP for the Risk & Compliance department in the Financial Services industry, based in the City of London. The successful candidate will be responsible for overseeing risk assessments, developing strategies for mitigating risks, and ensuring compliance with industry regulations.

We are seeking a diligent Financial Crime Officer to join our Risk & Compliance department, focusing on ensuring our financial services adhere to regulatory standards and mitigate potential risks.

An exciting opportunity has arisen for a Trade Finance Officer to join an established bank on an initial temporary basis. Must have strong Trade Finance experience specifically in document checking.

Financial Crime Analyst vacancy within the 1LoD (First Line of Defense) Team. Great opportunity for someone working within Financial Crime with circa 2 years of experience.

Opportunity for a Corporate Tax Manager in London requiring expertise in tax compliance and advisory services. This position offers the opportunity to manage a portfolio of clients and deliver high-quality tax solutions.

The HR Officer will play a pivotal role in supporting the Accounting & Finance department within the retail industry, ensuring smooth HR processes and compliance. Based in Stockport, this position requires a proactive approach to managing HR responsibilities while contributing to the organisation's success.

The role of Audit Senior in the professional services industry involves managing audit assignments and ensuring compliance with relevant regulations. This position is ideal for individuals with a strong background in accounting and finance, looking to advance their career in Lewes.

The Audit & Accounts Senior role involves managing audit assignments and preparing financial accounts to ensure compliance and accuracy. This position in Guildford is ideal for someone with technical expertise in accounting and auditing within the professional services industry.

This role offers an exciting opportunity for a Mixed Tax Senior to manage a portfolio of clients, providing expert tax compliance and advisory services. Based in Steyning, the role is ideal for a tax professional looking to excel in the professional services industry.

We're looking for a Technical Technology Governance & Risk Specialist to support the development and automation of our evolving technology risk management processes and IT governance framework.

In this global position, you'll be part of the Technology Governance, Risk and Compliance (GRC) team, working closely with colleagues across Technology, Cybersecurity, Business Controls, and Compliance.

This role as a Personal Tax Senior offers an exciting opportunity to manage and advise on a range of personal tax matters within a professional services environment. Based in the Royston / Letchworth / Biggleswade area, you'll provide high-quality tax support to clients, ensuring compliance and optimising tax outcomes with scope to develop in to some advisory work too.

A rewarding opportunity has emerged for a detail-oriented Tax Consultant to provide high-quality tax services in a professional services environment. The successful candidate will serve a diverse client portfolio, ensuring tax compliance and providing expert advisory services.

An exciting opportunity for a Corporate Tax Assistant Manager, to join a large tax department near Crawley. The role will involve managing a diverse portfolio of corporate clients, ensuring compliance and offering advisory services.

This position seeks a Corporate Tax Manager to join the Tax department in a leading professional services firm. The successful candidate will be responsible for overseeing tax compliance and advisory services to a diverse portfolio of clients.

This is an exciting opportunity for an experienced Business Tax Manager to join a reputable professional services firm in Leatherhead. The successful candidate will be responsible for managing tax services, tax compliance, and advising a diverse client base.