Compliance jobs in Financial Services

We're seeking a diligent Compliance Associate with a keen eye for detail and a deep understanding of risk and compliance processes in the financial services industry. The ideal candidate will be capable of identifying and resolving compliance issues, ensuring our business adheres to all relevant legal and internal policies.

An exciting opportunity has arisen for a diligent Compliance Officer, ideally from an asset management background, to manage and enhance the risk and compliance processes within a reputable organisation. This role is perfect for a proactive individual who can effectively collaborate with internal stakeholders.

An exciting new opportunity has arisen for a meticulous and reliable Compliance Officer in the Financial Services sector, based in its office located either in Weybridge or London, with regular travel to the other site. The successful candidate will play a crucial role in ensuring that the company's operations and business transactions follow all relevant legal and internal rules.

The role is primarily responsible for overseeing compliance across the company, and ensuring compliance with all applicable laws, rules, regulatory requirements and related policies, and procedures. The role is responsible for establishing standards and implementing procedures to ensure that compliance programs throughout the company are effective .

I am currently supporting an international bank who are looking to hire a Compliance Officer to join their team on a temporary basis. This role will be based in the City of London.

Our client a leading Global Asset Management firm are recruiting for a Compliance Officer - Portfolio Compliance - Asset Management to help support the shareholding disclosures team.

The Compliance Surveillance Analyst will help with teh development of a surveillance framework that meets the firm's regulatory obligations to monitor trading activities against market abuse.

Our client a leading International Bank are recruiting for a Deputy Head of Compliance to join their growing Compliance team.

We are seeking a Compliance Oversight Analyst with a keen understanding of the financial services industry and a knack specifically for performing IT audits. The successful candidate will play a vital role in ensuring the company's adherence to regulatory requirements.

Covering a variety of areas to ensure that the organisation conducts business in a compliant manner in accordance with FCA, SEC, AMF and FINMA rules, company policies and procedures. This will include reviewing policies and ensuring compliance with; Anti Money Laundering risks, Anti-bribery and Corruption risks, Market Abuse risks, mis-selling and Financial Promotions rules and Conduct of Business rules applicable to the business.

Our client a growing Investment Management firm are recruiting for a Compliance Executive to join their growing Compliance team.

Lead on the delivery of assigned projects, in particular, to work with Compliance lead on implementation project for European Structured Notes platform, which will include enhancement of Product Governance regime, implementation of Consumer Duty regime and PRIIPs (and any other regulations).

We are seeking a diligent Compliance Manager who will take charge of overseeing all compliance-related activities within the financial planning department of our company. The position requires someone with a solid understanding of financial services and a keen eye for managing risk.

Our client a leading global commodities firm are recruiting for a Compliance Manager to join their compliance team and will be based in the City of London.

An exciting opportunity for a proficient Financial Crime Compliance VP to shape and implement the financial crime strategy within a financial services environment. The successful candidate will demonstrate a keen understanding of risk and compliance, with a focus on anti-money laundering, sanctions, anti-bribery and corruption.

I am currently recruiting a Financial Crime Compliance Manager (Cryptocurrency) to work for a fintech company based in the City of London. This is a 6 month temporary assignment.

I have currently partnered with a Consultancy on a 3 month temporary contract. They are looking for a MLRO / EMI Application SME to support a payments firm in their application.

A Transaction Monitoring Analyst (Cryptocurrency) is needed to analyse and investigate suspicious transactions while maintaining the company's risk and compliance standards. The role requires a comprehensive understanding of cryptocurrency transactions, strong analytical skills, and a keen eye for detail.

An exciting opportunity for a Sanctions Controls & Investigations AVP to join a highly-regarded risk and compliance department in the financial services industry, based in London. The role requires an individual with sanctions investigations experience within banking.

We are seeking a diligent Financial Crime Officer to join our Risk & Compliance department, focusing on ensuring our financial services adhere to regulatory standards and mitigate potential risks.

We are seeking a talented Credit Risk Pricing Analyst who will be instrumental in managing and mitigating credit risks associated with our consumer lending products. The ideal candidate will be proficient in analysing and interpreting complex data to inform strategic business decisions.

Financial Crime Analyst vacancy within the 1LoD (First Line of Defense) Team. Great opportunity for someone working within Financial Crime with circa 2 years of experience.

An exciting opportunity has arisen for a Client On-boarding Officer to join a leading international bank in the City. The Client On-boarding Officer will be responsible for on-boarding of new clients and periodic review of existing clients

The Financial Crime & Sanctions Advisory will be part of a small team and will be expected to actively contribute to the enhancement of the sanctions control framework of the Bank, and also undertake tasks as assigned by the line manager.

The Client Services Associate will support the organisation's client servicing and investor engagement functions, ensuring that communications, records, and compliance tasks are managed efficiently and professionally. The role also involves collaborating across departments to enhance client experience and improve internal processes.

An excellent opportunity for a Tax Director is available within a leading practice form. The successful candidate will head the tax department and provide strategic tax planning and compliance services to clients.

This is a Corporate Tax Manager position for a firm operating in the financial practice space where you'd be responsible for managing a portfolio of clients, delivering high-quality tax compliance services and contributing to the growth of the department.

In the role of Personal Tax Senior, you will assist clients with tax compliance, planning and advisory, liaising with both clients and colleagues to ensure the highest level of service.

We are seeking a dedicated and meticulous Tax Manager to oversee the tax department in a financial practice firm. The successful candidate will ensure compliance with tax laws while optimising tax-related strategies to meet the needs of the business.

An exciting opportunity for a Corporate Tax Assistant Manager, to join a large tax department near East Grinstead. The role will involve managing a diverse portfolio of corporate clients, ensuring compliance and offering advisory services.