Deputy Head of Compliance

The Deputy Head of Compliance will be responsible for:

• Having a good understanding of relevant legislation, the PRA and FCA Handbooks, and appropriate industry guidance in the context of the business of the Bank.
• Identifying the regulatory risks the bank faces, mitigating controls and make appropriate changes. * Ensures that the Compliance RCSAs are complete and up to date.
• Tracking upstream regulatory change
• Help plan, prepare and execute the compliance monitoring programme.
• Overseeing and carrying out conduct risk controls, monitor the business for conduct risk issues and support conduct risk projects. To ensure appropriate conduct risk management information (MI) is made available to the relevant governance bodies on a timely basis.
• Providing advice and training to the business in respect of conduct risk issues.
• The maintenance and enhancement, where necessary, of the Conduct Risk Framework, considering any emerging conduct risks and regulation.
• Updating policies and procedures as appropriate and ensure that they are fit for purpose.
• Advising the business to enable it to demonstrate, on an on-going basis, that it can meet its Consumer Duty and TCF obligations.