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Compliance Officer - Portfolio Compliance - Asset Management

London Permanent £55,000 - £70,000 per year View Job Description
Our client a leading Global Asset Management firm are recruiting for a Compliance Officer - Portfolio Compliance - Asset Management to help support the shareholding disclosures team.
  • Growing Investment Advisory Compliance team
  • Global Asset Management firm

About Our Client

Our client are a leading Global Asset Management firm with offices base in the city of London, Europe and Asia Pacific.

Job Description

The Compliance Officer - Portfolio Compliance - Asset Management will be responsible for:

  • Conducting daily shareholder monitoring, data validation, and filing preparation for Shareholding Disclosure reporting obligations
  • Ensuring accurate and complete disclosure submissions within prescribed internal and external regulatory deadlines, interpreting and enriching data (in Excel) to validate position movements and provide evidence-based filing submissions
  • Interpreting legal and regulatory changes across various locations and jurisdictions
  • Focusing on issue management, advisory support, data and regulatory analysis, project support, and stakeholder management
  • Working closely with IT, Operations, Portfolio Managers, Advisory and Investment Compliance
  • You will also work as part of the wider Investment Compliance and Advisory Team

The Successful Applicant


The Compliance Officer - Portfolio Compliance should have the following skills:

  • Ideally approx. at least 3 - 5 years' relevant experience working in the asset management industry in a similar data-driven regulatory reporting role
  • Familiarity with the EU Transparency Directive and extensive legal analysis capabilities of the relevant regulations
  • Microsoft Excel and Word proficiency (using VLOOKUP's, sum and other formulas)
  • Stakeholder Management experience
  • Strong numerical, analytical and presentation skills
  • Strong attention to detail required (zero breach focus)
  • Pro-active approach to issue resolution, ability to work independently


What's on Offer

Salary of £55,000 -£70,000Strong benefits packageHybrid working - 3 days per week in the office

Contact
Karen O'Neill
Quote job ref
JN-032025-6700869
Phone number
+44 207 645 1432

Job summary

Job function
Compliance
Subsector
Compliance Generalist
Sector
Financial Services
Location
London
Contract type
Permanent
Consultant name
Karen O'Neill
Consultant phone
+44 207 645 1432
Job reference
JN-032025-6700869