Save Job Back to Search Job Description Summary Similar Jobs6 month contractWorking for an international bankAbout Our ClientThis company is a globally recognised powerhouse in the financial services sector, employing over 15,000 individuals worldwide. With a strong focus on innovation, they strive to continually develop their services to meet changing market demands.Job DescriptionSenior Compliance Officer - Control Room - VP, LondonThe function typically acts as a second line of defence covering areas including; controls, assurance, monitoring, professional ethics, training and competence, whistleblowing, money laundering, market abuse, financial security and regulatory liaison.The Private Side, Control Room, Functions and Securities Services team provides compliance support in the UK to the Private Side businesses, Functions Advisory, Control Room and Securities Service advisory. Private side activities cover; Global Banking and Capital MarketsThe support includes:Providing compliance advice to the business lines and functionsCompliance support to the business lines and functions in alignment with the client's compliance strategyAssisting the business lines and functions in their adherence to applicable laws and regulationsInterpreting and advising the relevant businesses and functions in adherence to applicable laws, regulations and standardsProviding training to business and function staff on relevant laws, regulations and standardsSupporting investigation of suspected breaches of laws, regulations and standardsThe Successful ApplicantAssist in the general management of Control Room, including day to day staff managementManage and control the Watch, Grey and Restricted Lists and the identification and resolution of potential conflicts of interest.Assist the relevant business and functions areas in implementing key control room related policies and procedures for the territory.Assist in ensuring the client meets its regulatory requirements in relation to disclosures to the Takeover Panel, FCA and other regulators.Review and approve research reports versus the Grey/Watch and Restricted Lists to ensure potential conflict of interest is cleared.Assist to lead key projects, including IT enhancements and policy, procedure updatesLead on training of junior staffContribute to the monitoring plan of the key activities of the Control Room.Contribute to committees by representing the UK Compliance functionContribute to the delivery of training.What's on Offer£500-600 per day via UmbrellaContactAshley RoopeQuote job refJN-122024-6615259Phone number+44 207 269 1749Job summaryJob functionComplianceSubsectorRegulatory ComplianceSectorFinancial ServicesLocationLondonContract typeTemporaryConsultant nameAshley RoopeConsultant phone+44 207 269 1749Job referenceJN-122024-6615259