Regulation and Compliance Manager

London Permanent £66,000 - £67,000 per year View Job Description
Regulatory & Compliance Manager
  • Regulation and Compliance Manager
  • regulatory, compliance, risk retail and/or SME/credit regulation

About Our Client

Financial Services Regulator

Job Description

I am recruiting a Regulatory & Compliance Manager for a financial services regulatory based either in London or fully remote. You will:

  • Support the development and delivery of regulatory compliance and assurance strategies for existing and new Standards and Codes that include quantitative and qualitative analysis.
  • Analyse information from firms and identify the key risks of harm to customers, dealing with complex problems, finding solutions and recommending interventions where appropriate
  • Carry out investigations into systemic or significant breaches, identifying issues and providing reports and recommendations to the Executive.
  • Using data to identify trends, outliers and provide clear and concise insights to support the Compliance and Insight team.
  • Form sound judgements on a variety of regulatory topics and communicate this clearly and succinctly to internal and external stakeholders
  • Act as the first point of contact and main liaison for a portfolio of firms.
  • Provide advice and guidance to firms in relation to the interpretation and intended application of the Standards and Codes.

The Successful Applicant

You will have:

  • Experience in a regulatory, compliance, risk or policy role in the UK retail and/or SME financial services industry with a strong understanding of the UK credit regulatory and financial services landscape.
  • Experience of developing and delivering regulatory and oversight strategies based on quantitative and qualitative information.
  • First class communication and presentation skills (oral and written), with demonstrable evidence of building long-term, high value relationships and establishing credibility with senior stakeholders.
  • Strong interpersonal skills with experience of dealing with and influencing senior personnel and gaining acceptance of recommendations and report findings through tactful and sound persuasion.
  • Ability to understand a firm's goals and objectives and then be able to strike the right balance between being independent and helping the firm achieve its aims, i.e. to act as a critical friend.

What's on Offer

£66,000 PA

London or fully remote.

Contact
Kas Rothwell
Quote job ref
JN-012025-6631812
Phone number
+44 20 7269 2494

Job summary

Job function
Policy
Subsector
Regulation
Sector
Financial Services
Location
London
Contract type
Permanent
Consultant name
Kas Rothwell
Consultant phone
+44 20 7269 2494
Job reference
JN-012025-6631812