Compliance Officer - Investments (Retail)

City of London Temporary £500 - £650 per day View Job Description
Temp to perm Compliance Officer vacancy, within the retail arm of an investment management firm.
  • Compliance Officer - Investments (Retail)
  • Temp to perm opportunity for a Compliance Officer vacancy

About Our Client

Global investment management firm. Role is hybrid and based in London.

Job Description

  • Conduct compliance reviews and sign-offs.
  • Support as compliance liaison for any projects undertaken by the business.
  • Provide advice to the business on all aspects of the regulatory framework applicable to UCITS managers.
  • Design and deliver training on compliance and regulatory topics to be delivered at all levels of the business from new joiners through to senior management.
  • Ad-hoc project work.

The Successful Applicant

A successful Compliance Officer should have:

  • Previous experience in a compliance role within the Retail Investment Management space.
  • A strong understanding of regulatory frameworks and compliance standards.
  • Bachelor's degree with an outstanding academic record from a reputable university.
  • Self-starter with high standards, resilience, stamina, determination and perseverance.

What's on Offer

  • Competitive daily rate of approximately £500+, depending on experience.
  • Opportunity to work with a respected organisation in the financial services industry.
  • Temporary role offering flexibility and hybrid working.
Contact
Rob Cope
Quote job ref
JN-082025-6823793
Phone number
+44 207 776 5935

Job summary

Job function
Banking & Financial Services
Subsector
Compliance & Legal
Sector
Financial Services
Location
City of London
Contract type
Temporary
Consultant name
Rob Cope
Consultant phone
+44 207 776 5935
Job reference
JN-082025-6823793