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Compliance Officer - Investment firm

City of London Permanent £100,000 - £120,000 per year View Job Description
This Compliance Officer role will will have the opportunity to make a meaningful contribution to the growth of our client's rapidly expanding UK Retail busines and over time take on the SMF16 for the retail investment business
  • Growing Global Investment firm with a retail and institutional businesses
  • Opportunity to lead the Compliance function for the UK retail business

About Our Client

Our client are a leading Global Investment management firm with offices in 8 global locations and a UK office in central London

Job Description

  • Assist in maintaining and enhancing the organisation's compliance framework.
  • Act as the Deputy MLRO, supporting all anti-money laundering (AML) activities.
  • Conduct regular compliance monitoring and reporting to senior management.
  • Provide advice on regulatory obligations to ensure adherence to legal standards.
  • Prepare and deliver training to staff on compliance and AML matters.
  • Oversee the review and update of compliance policies and procedures.
  • Support in the preparation of regulatory submissions and audits.
  • Collaborate with internal teams to address compliance-related issues effectively.

The Successful Applicant

A successful Compliance Officer and Deputy MLRO should have:

  • Strong knowledge of compliance and AML regulations in the financial services industry.
  • Experience in developing and maintaining compliance frameworks.
  • Proficiency in risk assessment and management practices.
  • Excellent analytical skills and attention to detail.
  • Ability to communicate complex regulatory concepts clearly and effectively.
  • A relevant qualification in compliance, risk, or a related field.

What's on Offer

  • A competitive salary range of £100,000 - £120,000 per annum.
  • Comprehensive health and pension benefits.
  • Opportunities to work in the heart of London, a global financial hub.
  • A permanent role offering job stability based in London and career progression in the financial services industry.



If you are ready to take the next step in your compliance career, apply today to join this exciting opportunities

Contact
Karen O'Neill
Quote job ref
JN-082025-6821704
Phone number
+44 207 645 1432

Job summary

Job function
Compliance
Subsector
Compliance Generalist
Sector
Financial Services
Location
City of London
Contract type
Permanent
Consultant name
Karen O'Neill
Consultant phone
+44 207 645 1432
Job reference
JN-082025-6821704