Compliance officer FTC

London Permanent £40,000 - £50,000 per year View Job Description
This is an exciting opportunity for a Compliance Officer within the legal industry. The position involves ensuring that our operations and business transactions follow all relevant legal and internal rules.
  • Compliance Officer
  • Boutique law firm

About Our Client

Our client is a boutique law firm in London. The firm provides a range of legal services to both businesses and individuals. They are committed to providing high-quality professional services while maintaining a strong ethical foundation.

Job Description

  • Drafting and maintaining in-house contract templates, policies, disclaimers, privacy notices, terms of business and client care letters.
  • Carrying out risk assessments and implementing results.
  • Reviewing and negotiating supplier contracts, NDAs, confidentiality agreements, solicitor undertakings, and data processing & sharing agreements.
  • Advising the fee-earners on both AML and Anti-Bribery issues
  • Advising on potential Conflict and confidentiality issues
  • Acting as a point of contact for external and regulatory authorities such as the SRA, Law Society and Legal Ombudsman
  • Preparing the firm for regulatory & external audits
  • Renewing solicitors SRA practising certificates
  • Delivering compliance inductions to all new joiners
  • Handling Data subject access requests, data protection impact assessments, drafting and reviewing data protection agreements
  • Developing and implementing company policies and regulations.



The Successful Applicant

Essential requirements:

  • A degree in law, business administration or a related field.
  • Proven experience as a Compliance Officer within a law firm.
  • Good knowledge of SRA legal requirements and procedures.
  • Strong analytical skills with the ability to handle complex situations.
  • Excellent communication and interpersonal skills.
  • A strong sense of ethics and the ability to handle confidential information.

What's on Offer

  • A broad an exciting compliance role, perfect for a compliance professional who wants to build on their experience at a reputable law firm.
  • Opportunity to work with a diverse team of professionals.
  • A supportive and collaborative work culture.
  • Opportunities for personal and professional growth.



We encourage all qualified candidates to apply.

Contact
Nicole McGaffin
Quote job ref
JN-112024-6596755
Phone number
+44 207 269 2123

Job summary

Job function
Compliance
Subsector
Compliance Generalist
Sector
Business Services
Location
London
Contract type
Permanent
Consultant name
Nicole McGaffin
Consultant phone
+44 207 269 2123
Job reference
JN-112024-6596755