Compliance Manager

The successful Compliance Manager will be responsible for;Compliance Framework

• Maintenance of the Compliance Framework, within the context of the overall Risk Management Framework (RMF), to ensure it remains up-to-date and in line with good practice.
• Review of regulatory Key Risk Indicators to ensure these provide adequate coverage of key risks and that the thresholds are aligned with risk appetite.
• Ensure that compliance requirements are communicated across all parts of the business, are understood and are working effectively. This will include developing and rolling out effective training across the business.

Regulatory Engagement

• Provide day-to-day management of relationships with the FCA, under the supervision of the CRO.
• Manage engagement with the ICO, if and when required, in respect of Privacy and Data Protection
• Co-ordinate responses to regulatory requirements, developments and enquiries, ensuring that responses are adequate and delivered on a timely basis.

Regulatory And Government Compliance

• Perform 'horizon scanning' of regulatory developments, proactively identifying aspects that could impact and communicating these to management clearly and on a timely basis.
• Analyse and interpret existing regulations and regulatory developments, and the implications for, and communicating these clearly to management.
• Support management in developing compliant responses to regulations, ensuring these are adequate and proportionate.