Save Job Back to Search Job Description Summary Similar JobsGrowing Compliance teamGreat opportunity for growth and developmentAbout Our ClientOur client are a growing Corporate and Investment Bank based in the City and this role sits within their Compliance Advisory team.Job DescriptionThe Central Compliance - Transaction Reporting Advisor - AVP who will be based in London will be responsible for:Managing queries and escalating issues for remediation, oftenKnowledge many complex regulations such as MiFID II, EMIR TR, SFTR and other related matters, assessing the operational impact of newly implemented regulations and regulations in the pipeline including MIFIR, EMIR and SFTR reporting and the impact of new business systems to regulatory reportingUnderstanding of trade booking practices, valuations, use of new systems (with a potential regulatory impact), record keeping practices, read across of issues (learning from mistakes) from one area to another (e.g. Operations to Risk; or Bank to Capital Markets).Liaise closely with Compliance Advisory teams, Compliance Training and Communications, Compliance Monitoring & Surveillance, Regulatory Affairs and Financial Crime within the Compliance Department.Contribute to the risk assessments processes for trade and transaction reportingWill collaborate with the Operational Risk and Internal Audit in their reviews and investigations and where appropriate advice on appropriate solutions to required actions.The Successful ApplicantThe Central Compliance - Transaction Reporting Advisor - AVP should have:Degree or relevant experienceExperience of:advising businesses on how to comply with laws, rules and regulationsinvestigating potential or actual breaches of relevant laws, rules and regulationsfinancial services and marketsreporting systems and infrastructuretrading and sales environmentsIdeally knowledge of:Transaction reporting requirements under MiFIR, EMIR & SFTRInvestment products and bookings systemsPositive approach to providing solutions.Ability to multi-task and work well under pressure.Good communicator.What's on OfferSalary of £65k-£70k Hybrid workingAttractive benefits packageContactKaren O'NeillQuote job refJN-012025-6642341Phone number+44 207 645 1432Job summaryJob functionBanking & Financial ServicesSubsectorCompliance & LegalSectorFinancial ServicesLocationCity of LondonContract typePermanentConsultant nameKaren O'NeillConsultant phone+44 207 645 1432Job referenceJN-012025-6642341
