Compliance jobs in Banking & Financial Services

An exciting opportunity has arisen for a diligent Compliance Officer, ideally from an asset management background, to manage and enhance the risk and compliance processes within a reputable organisation. This role is perfect for a proactive individual who can effectively collaborate with internal stakeholders.

The role is primarily responsible for overseeing compliance across the company, and ensuring compliance with all applicable laws, rules, regulatory requirements and related policies, and procedures. The role is responsible for establishing standards and implementing procedures to ensure that compliance programs throughout the company are effective .

The Compliance Surveillance Analyst will help with teh development of a surveillance framework that meets the firm's regulatory obligations to monitor trading activities against market abuse.

Covering a variety of areas to ensure that the organisation conducts business in a compliant manner in accordance with FCA, SEC, AMF and FINMA rules, company policies and procedures. This will include reviewing policies and ensuring compliance with; Anti Money Laundering risks, Anti-bribery and Corruption risks, Market Abuse risks, mis-selling and Financial Promotions rules and Conduct of Business rules applicable to the business.

Lead on the delivery of assigned projects, in particular, to work with Compliance lead on implementation project for European Structured Notes platform, which will include enhancement of Product Governance regime, implementation of Consumer Duty regime and PRIIPs (and any other regulations).

Our client a leading global commodities firm are recruiting for a Compliance Manager to join their compliance team and will be based in the City of London.

This position requires a Risk and Compliance Advisor for a 12-month fixed-term contract in the Business Services industry. The successful candidate will be part of the Secretarial & Business Support department, providing essential support and advice on risk and compliance matters.

We are seeking a talented Credit Risk Pricing Analyst who will be instrumental in managing and mitigating credit risks associated with our consumer lending products. The ideal candidate will be proficient in analysing and interpreting complex data to inform strategic business decisions.

Financial Crime Analyst vacancy within the 1LoD (First Line of Defense) Team. Great opportunity for someone working within Financial Crime with circa 2 years of experience.

An exciting opportunity has arisen for a Client On-boarding Officer to join a leading international bank in the City. The Client On-boarding Officer will be responsible for on-boarding of new clients and periodic review of existing clients

The Financial Crime & Sanctions Advisory will be part of a small team and will be expected to actively contribute to the enhancement of the sanctions control framework of the Bank, and also undertake tasks as assigned by the line manager.

The Client Services Associate will support the organisation's client servicing and investor engagement functions, ensuring that communications, records, and compliance tasks are managed efficiently and professionally. The role also involves collaborating across departments to enhance client experience and improve internal processes.

The role of a Controls Testing & Assurance Lead involves leading risk-based testing and assurance activities for the Risk & Compliance Department in the financial services industry, based in London.

Our client is looking for an Insolvency Administrator / Manager We are seeking an experienced and detail-oriented Corporate Insolvency Administrator to join our team. The ideal candidate will be responsible for managing the insolvency process for companies in financial distress, ensuring compliance with legal and regulatory requirements, and providing strategic advice to clients throughout the insolvency proceedings.

The Financial Institutions Assistant Relationship Manager will support Relationship Managers in monitoring credit assets, assessing internal controls, and ensuring regulatory compliance. This role involves liaising with internal departments and clients to facilitate onboarding, credit approvals, and risk management processes.

As the Chief Executive Officer, you will lead the establishment and development of this ambitious Investment Bank. Reporting to the Board, you will define the bank's strategic direction, ensure compliance with regulatory frameworks, and build a team of high-performing professionals to drive sustainable growth and innovation.