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An exciting new opportunity has arisen for a meticulous and reliable Compliance Officer in the Financial Services sector, based in its office located either in Weybridge or London, with regular travel to the other site. The successful candidate will play a crucial role in ensuring that the company's operations and business transactions follow all relevant legal and internal rules.
My client are a global Investment and Corporate bank, based in London.They are growing out their Internal Audit team with specific focus on Compliance and Financial Crime.This is a London based team.Minimal travel required to Europe and quite ad hoc .
Financial Crime Analyst.FX or Payments background desirable but not essential.
An exciting opportunity has arisen for a detail-oriented Compliance Analyst within the Professional Services industry to join a Legal department in a well-established company in Guildford.
Covering a variety of areas to ensure that the organisation conducts business in a compliant manner in accordance with FCA, SEC, AMF and FINMA rules, company policies and procedures. This will include reviewing policies and ensuring compliance with; Anti Money Laundering risks, Anti-bribery and Corruption risks, Market Abuse risks, mis-selling and Financial Promotions rules and Conduct of Business rules applicable to the business.
Our client a leading Global Asset Management firm are recruiting for a Compliance Officer - Portfolio Compliance - Asset Management to help support the shareholding disclosures team.
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