Risk Controls Senior Manager

Risk Controls Senior Manager is:

Responsible for the quality assurance (QA) testing program for UK Risk team

Responsible for developing quality control policies and standards

Responsible for establishing, maintaining and monitoring KRIs/KPIs for UK Risk team

Manage the resolution of control weaknesses and implementation of improvements to ensure quality delivery, maintenance of the issues and improvements log.

Responsible for the UK Risk RCSA

Ongoing assessment of department compliance to the applicable Bank policies and procedures

Responsible for the local Regulatory Compliance Programme:

Responsible for regulatory horizon scanning to capture all relevant publications of PRA, FCA,

Basel or other relevant bodies.

Coordinate continued maintenance and update of the enterprise repository for regulatory requirements and controls for the Risk Management Function.

Complete the quarterly Compliance Risk Control Assessment (CRCA) for the function and submit for review.

Other Control Activities - Development and administration of key control activities:

Preparing and updating SMF Living will.

Coordinate continued maintenance and update of Master Service Level Agreement and monitor as well as report KPIs, Service Level Agreements inventory.

Maintaining and updating UK Risk Charter.

Maintaining an inventory of all policies, framework, procedures and guidelines,

EUC framework compliance.

Maintaining all job descriptions.

Preparation of quality management information, including risk and controls assessment metric-based

dashboard for senior management review and resolution.

Advice the UK Operational Risk team with best industry practices.

Any other work efforts assigned by management.