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Risk and Compliance Assistant

City of London Permanent £30,000 - £35,000 per year View Job Description
This entry-level Risk and Compliance Assistant position in the legal industry requires a proactive and meticulous individual. The role is based in London and involves ensuring adherence to regulatory standards within the legal department of the firm.
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  • Risk and compliance
  • Law firm

About Our Client

Our client is a reputable player in the legal sector. Their London-based office is the hub of their operations where they manage a diverse range of clients, providing top-tier legal services.

Job Description

  • Maintaining an understanding for the main risks affecting a law firm, e.g. SRA Code of Conduct obligations, AML and Data Protection rules.
  • Assist in implementing and enforcing SRA standards and procedures.
  • Managing the shared Risk & Compliance inbox and escalating queries to senior compliance officers where appropriate.
  • Reviewing and assisting with client risk assessments.
  • Assisting in compliance projects, including insurance renewals, third party supplier screening and IT projects.
  • Analysing conflict search results to identify potential legal commercial conflicts and facilitating the resolution of these.
  • Administering ongoing monitoring, enhanced due diligence and sanction regime procedures.
  • Monitor changes in relevant legislation and the regulatory environment.
  • Provide administrative support to the legal department.
  • Participate in internal audits and compliance reviews.
  • Contribute to the development of risk management strategies.

The Successful Applicant

A successful Risk and Compliance Assistant should have:

  • An educational background in Law, Business Administration, or related fields.
  • Understanding of compliance and risk management practices.
  • Knowledge of regulatory client onboarding obligations including conflicts, client due diligence and anti-money laundering.
  • Excellent organisational and administrative skills.
  • Strong analytical abilities and detail orientation.
  • Good communication skills, both written and verbal.
  • Knowledge of legal terminology and principles.

What's on Offer

  • A supportive company culture that encourages professional growth.
  • Opportunity to work in the bustling city of London.
  • Experience in a respected law firm.
  • A role that offers challenges and learning opportunities.



This is a fantastic opportunity for someone looking to advance their career in the legal industry. If you have the skills and the drive to succeed in this Risk and Compliance Assistant role, we encourage you to apply.

Contact
Nicole McGaffin
Quote job ref
JN-102024-6555438
Phone number
+44 207 269 2123

Job summary

Job function
Legal
Subsector
Business Services
Sector
Business Services
Location
City of London
Contract type
Permanent
Consultant name
Nicole McGaffin
Consultant phone
+44 207 269 2123
Job reference
JN-102024-6555438