Compliance Monitoring Associate

City of London Permanent £45,000 - £55,000 per year View Job Description
The Compliance Monitoring Associate will play a pivotal role in enhancing and implementing the compliance monitoring program within the financial services industry. This position is based in London and requires a keen understanding of risk and compliance management in the financial sector.
  • Great team culture.
  • Progression opportunities.

About Our Client

Our client is a reputable player in the investment management space, boasting a strong and committed team. Based in the City of London.

Job Description

  • Develop and maintain the compliance monitoring program
  • Conduct regular compliance reviews and risk assessments
  • Report on compliance activities and findings to senior management
  • Assist in the development of compliance policies and procedures
  • Collaborate with various departments to ensure compliance with regulatory requirements
  • Provide compliance training to staff members
  • Stay up to date on regulatory changes within the financial services industry

The Successful Applicant

A successful Compliance Monitoring Associate should have:

  • A degree in law, finance, or related field
  • Proven experience in a compliance role within the financial services industry
  • Excellent knowledge of compliance regulations and standards
  • Proficient in risk management and compliance software
  • Strong analytical and problem-solving skills
  • Excellent communication and interpersonal skills

What's on Offer

  • A competitive salary of around £45,000 - £55,000 per annum
  • The opportunity to work in a hybrid working environment
  • The chance to work in a professional and supportive team



If you are a skilled Compliance Monitoring Associate looking for a new challenge in the financial services sector, we encourage you to apply.

Contact
Lucy O'Donnell
Quote job ref
JN-102024-6572290
Phone number
+442076451454

Job summary

Job function
Compliance
Subsector
Compliance Monitoring
Sector
Financial Services
Location
City of London
Contract type
Permanent
Consultant name
Lucy O'Donnell
Consultant phone
+442076451454
Job reference
JN-102024-6572290